On the Category's Edge: Event-Related Potential Correlates of Novelty and Conflicting Information in Rule-Based Categorization

Abstract

This dissertation consists of a review of the N2 component of the ERP and five experiments investigating the role of complex visual object categorization in modulating the N2 and two other ERP components: the P300, and a late prefrontal positivity. In the review, we focus on paradigms that elicit N2 components with an anterior scalp distribution, namely cognitive control, novelty, and sequential matching, arguing that the anterior N2 should be divided into separate control- and mismatch-related subcomponents. The experiments manipulated categorical typicality and the presence of conflicting information as participants categorized multi-featured artificial animals. In Experiments 1 and 2, rule-irrelevant features were correlated with particular categories during training. During transfer, participants applied a one- dimensional rule to stimuli with category-congruent, category-incongruent, or novel rule-irrelevant features. Category-incongruent and novel features delayed RT and P300 latency, but had no effect on the N2. Experiment 3 used a two-dimensional rule to create conflict between rule-relevant features. Conflict resulted in prolonged RTs, P300 latency, and larger amplitudes of a prefrontal positive component, but had no impact on the N2. Novel features did enhance the N2 relative to frequent features. In Experiments 4 and 5, participants categorized stimuli using a more complex three dimensional rule. Conflicting stimuli shared two features with one prototype and one feature with a second prototype while prototypes contained no conflicting information. A third category contained stimuli with either common or novel features. Again, perceptual novelty, but not conflict, increased the amplitude of the N2. Compared to prototypes, stimuli with conflicting information slowed reaction times but had no effect on P300 latency, instead enhancing a late prefrontal positive component. These results suggest limitations on the generality of the N2's sensitivity to conflicting information, while confirming its sensitivity to attended visual novelty. We suggest that, while P300 latency tracks stimulus evaluation time, application of a complex categorization rule requires a later stage of evaluation involving prefrontal cortex. In very complex rules, computations indexed by the P3 may be terminated early in favor of computations in PFC.